EX-1.01
Published on May 30, 2023
Advanced Micro Devices, Inc.
Conflict Minerals Report
For the Reporting Period from January 1 to December 31, 2022
This Conflict Minerals Report for Advanced Micro Devices, Inc. (“AMD”) covers the reporting period from January 1 to December 31, 2022 and has been prepared in accordance with Section 13(p) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Rule 13p-1 and Form SD thereunder (the “Conflict Minerals Rule” or “Rule”). The Conflict Minerals Rule requires disclosure of certain information by companies filing reports with the Securities Exchange Commission (“SEC”) that manufacture, or contract to manufacture, products for which certain minerals specified in Section 13(p) of the Exchange Act and the Rule as “conflict minerals” are necessary to the functionality or production of those products. The term “conflict minerals” is defined as columbite-tantalite (coltan), cassiterite, gold, wolframite and their derivatives, which are limited to tantalum, tin and tungsten. For the purposes of this report, tin, tungsten, tantalum and gold will collectively be referred to as the “3TG”. The term “Covered Countries” for purposes of the Conflict Minerals Rule are the Democratic Republic of the Congo (“DRC”) and the following adjoining countries: the Republic of the Congo, the Central African Republic, South Sudan, Rwanda, Uganda, Zambia, Burundi, Tanzania and Angola.
References in this Conflict Minerals Report to “AMD,” “we,” “us” or “our” mean Advanced Micro Devices, Inc. and our consolidated subsidiaries, including Xilinx, Inc. (Xilinx), which we acquired on February 14, 2022. The Xilinx supply chain is included in this report. We integrated Xilinx’s conflict minerals program for the 2022 reporting period. The term “armed groups” means an armed group that is identified as a perpetrator of serious human rights abuses in annual Country Reports on Human Rights Practices under sections 116(d) and 502B(b) of the Foreign Assistance Act of 1961 relating to the DRC or an adjoining country.
Overview of our Program
Our efforts to break the link between the minerals trade and conflict in the Democratic Republic of Congo began in 2008. Through industry initiatives and collaboration with our supply chain, we work to support the responsible sourcing of minerals from Conflict-Affected and High-Risk Areas (CAHRA) which includes Covered Countries. Since then, our view and insight into the minerals supply chain have developed beyond 3TG to include cobalt. Our goal is to source only from smelters and refiners that participate and are conformant to third-party audit programs such as the Responsible Minerals Initiative’s (RMI) Responsible Minerals Assurance Process (RMAP), London Bullion Market Association (LBMA), or Responsible Jewelry Council (RJC). As we learn more about potential social and environmental impacts, we continue to assess our supply chain and have prioritized minerals for additional due diligence.
We designed our program in alignment with the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas,
1
Third Edition, including the related supplements on gold, tantalum, tin and tungsten (the “OECD Guidance”). The SEC has recognized the OECD Guidance as an appropriate nationally and internationally recognized due diligence framework for conflict mineral reporting purposes.
We contribute to industry efforts to as a member of the Responsible Business Alliance (“RBA”) and are an active member of RMI. Through RMI, we connect with industry members, governments, non-profits, and other stakeholders to advance the use of tools and resources with the aim of supporting responsible mineral production and sourcing on a global scale. We support the RMI’s efforts to develop standards and tools that benefit all companies working to break the link between minerals trade and conflict. Specifically, AMD staff participate in RMI multi-stakeholder calls and due diligence meetings, as well as utilize RMI tools and resources for reporting and risk management.
Product and Supply Chain Description
We are a global semiconductor company primarily offering:
•server microprocessors (CPUs) and graphics processing units (GPUs), data processing units (DPUs), Field Programmable Gate Arrays (FPGAs), and Adaptive System-on-Chip (SoC) products for data centers;
•CPUs, accelerated processing units (APUs) that integrate CPUs and GPUs, and chipsets for desktop and notebook personal computers;
•discrete GPUs, and semi-custom SoC products and development services; and
•embedded CPUs, GPUs, APUs, FPGAs, and Adaptive SoC products.
For a detailed description of our business and products, see “Part I, Item 1—Business” of our Annual Report on Form 10-K for the fiscal year ended December 31, 2022, filed with the SEC.
All of our products may contain 3TG that are necessary to the functionality or production of such products, therefore, all of our products are in scope for this report. As a fabless semiconductor company, our manufacturing operations are wholly outsourced to a carefully selected network of suppliers. AMD performs due diligence on relevant suppliers that AMD buys from directly and that provide materials and/or manufacturing services collectively referred to as “Manufacturing Suppliers.”
Due Diligence
Design of our Program
The AMD due diligence process aligns with the OECD Guidance and framework for due diligence.
•Step 1: Establish strong company management system
•Step 2: Identify and assess risks in the supply chain
•Step 3: Design and implement a strategy to respond to identified risks
2
•Step 4: Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain
•Step 5: Report on supply chain due diligence
Step 1: Establish Strong Company Management Systems
Responsible Minerals Policy. We have established a responsible minerals sourcing policy that outlines our commitment, approach and expectations for sourcing materials used in our products. Our policy is available at https://www.amd.com/system/files/documents/responsible-minerals-policy.pdf.
AMD has adopted the RBA Code of Conduct as the AMD Supplier Code of Conduct (“the Code”). and expects our suppliers to operate in accordance with the Code and its expectations which span labor, health and safety, environment, ethics and management systems. The Code requires suppliers to maintain a conflict minerals policy and conduct supply chain due diligence to ensure compliance to the Code.
Internal Management Systems. The AMD responsible minerals team is responsible for the development of due diligence processes and the internal management systems that implement our responsible minerals policy. Our team works closely with the Corporate Responsibility team to set the program strategy and assess supply chain risks. We provide training to sourcing managers and work with them to communicate expectations to suppliers. Responsible Sourcing of Minerals resides within Global Operations and Quality and reports to the AMD Corporate Vice President of Direct Procurement and Board Operations.
Control Systems. The Conflict Mineral Reporting Template (“CMRT”) obtained from our Manufacturing Suppliers allowed us to gather information that was important for our due diligence efforts, including the 3TG contained in the Manufacturing Suppliers’ products and the names of smelters or refiners in the Manufacturing Suppliers’ own supply chain. We elected to use the CMRT because it is an internationally recognized and commonly used tool that facilitates efficient data gathering and aggregation. We also provided our Manufacturing Suppliers with the Code and communicated with them our responsible mineral policy to source only from smelters and refiners conformant to independent third-party audit programs.
Supplier Engagement. We communicate our Responsible Minerals Sourcing Policy annually to suppliers through the AMD Supplier Responsibility Guide. AMD monitors CMRT submissions and developed tools to flag actions required to meet our sourcing expectations. We also support capability building by utilizing the RMI Learning Academy to provide responsible mineral sourcing training to suppliers.
Grievance Mechanisms. We established open lines of communication that serve as grievance mechanisms to provide employees, suppliers and others outside of AMD to report violations of our policies or other concerns. Parties external to AMD may contact our responsible minerals team to report grievances, via a dedicated email address that is published in our responsible minerals policy. In addition, AMD employees and third-parties may anonymously report suspected violations using AMD Aware, available 24 hours a day, seven days a week. AMD
3
Aware is staffed by non-AMD personnel, who share any information reported with our Corporate Compliance Committee.
AMD encourages the use of the RMI’s Minerals Grievance Platform to report OECD Annex II risks in the mineral supply chain. Anonymous submissions can be made at https://mineralsgrievanceplatform.org.
Step 2: Identifying and Assessing Risks in our Supply Chain.
We identify Manufacturing Suppliers that may contribute necessary 3TG to our products. Manufacturing Suppliers are requested to complete an annual supply chain survey, using the CMRT and other RMI templates. In addition, responsible mineral sourcing is taken into consideration as part of the AMD strategic sourcing process. We expect suppliers to report accurately and to conduct good-faith due diligence to ensure minerals used in their products to not benefit armed conflict or contribute to social and environmental abuses.
In accordance with OECD Guidelines, it is important to understand risk levels associated with mineral sourcing in the supply chain. The basis of this understanding stems from smelter or refiner information provided by our Manufacturing Suppliers. We leverage the RMI process and tools to inform our risk assessment. Each facility that meets the RMI definition of a smelter or refiner of a 3TG mineral is assessed according to red flag indicators aligned with the OECD Guidance. AMD uses the following factors to determine the risk level of each smelter and refiner:
•Known mineral source country of origin;
•Responsible Minerals Assurance Process (RMAP) assessment status;
•Credible evidence of unethical or conflict sourcing;
•Peer Assessments conducted by credible third-party sources.
We also validate smelters through RMAP’s cross-recognition policy, which mutually recognizes the independent third-party gold refiner audit programs from the LBMA and RJC.
Step 3: Designing and Implementing a Response to Identified Risks.
The goal of the Responsible Minerals Program at AMD is to build the capability of suppliers to report 100 percent of smelters and refiners are conformant to industry standards at a company level. Corporate level conformance promotes transparency and responsible sourcing beyond our own supply chain.
We leverage our participation in RMI to encourage responsible parties to implement corrective actions and to take the necessary steps to comply with industry standards. AMD recognizes the importance of conducting additional due diligence when smelters and refiners are located or sourcing from CAHRAs. AMD is aligned with industry best practices and takes actions to remove smelters and refiners that are not compliant with industry standards or are known to contribute to environmental or human rights abuses.
4
In the 2022 reporting year, 100% of the smelters and refiners reported to be in our supply chain participated in RMAP. Our internal tools enable us to review potential or actual risks identified during the due diligence process primarily through the review of CMRTs submitted to AMD. In some cases, it becomes necessary for AMD to require our supplier to disengage from a smelter or refiner when our standards are not met. This can have unintended economic and humanitarian consequences for local communities. AMD has strong partnerships with our suppliers. Therefore, we work together to assess the impacts of disengaging from raw material sources and together promote responsible sourcing.
Step 4: Independent Third-Party Audits of Smelter’s and Refiner’s Due Diligence Practices.
We support the development and implementation of RMAP standards through our RMI membership. Through the RMI, we encourage smelters or refiners to participate in RMAP. When a smelter or refiner is at risk of losing their conformant status, we reach out to the smelter or refiner directly to reinforce the importance of RMAP participation. Any reported smelters or refiners who were non-compliant or deny participation in the RMAP or equivalent schemes are removed from the supply chain. In the 2022 reporting period, AMD took action to remove 14 smelters that did not meet RMAP or equivalent schemes.
Table 1: Smelter Participation in Third-Party Audit Programs
Table 1 lists the number of operational smelters and refiner facilities, identified by our surveyed manufacturing suppliers, that as of January 27, 2023 are:
Step 5: Publicly Report our Supply Chain Due Diligence. The AMD Responsible Minerals Policy is published on our website and our annual Corporate Responsibility Report includes updates and progress on our Responsible Minerals Sourcing Program. Our Specialized Disclosure Report on Form SD for the reporting period from January 1 to December 31, 2022, which includes this Conflict Minerals Report, is also available at https://www.amd.com/en/corporate-responsibility/responsible-minerals-sourcing.
5
Steps to Further Mitigate Risk and Improve Due Diligence
AMD continues to take steps to improve our due diligence process to further mitigate the risk that 3TGs in our products could benefit armed groups in the DRC or adjoining countries. These steps include:
•Pilot the use of autonomous mapping and machine learning to map and identify risk deeper in the sub-tiers of the supply chain.
•Continue to evaluate upstream sources through a broader set of tools to evaluate risk;
•Engage with suppliers more closely and provide more information and training resources regarding responsible sourcing of 3TGs;
•Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from such suppliers;
•Continue to include an Environmental and Social Governance (ESG) clause in new or renewed supplier contracts, as well as included in the terms and conditions of each purchase order issued; and
•Following the OECD Guidance process, increase the emphasis on validated smelter and refiner information from the supply chain through feedback and detailed smelter analysis.
Reasonable Country of Origin Inquiry
AMD is required under the Rule to conduct a good-faith, reasonable country of origin inquiry (“RCOI”) to determine whether any of the necessary 3TG in our products either originated in the Covered Countries or came from recycled or scrap materials.
In 2022, RCOI efforts included requiring suppliers to complete the CMRT (see Identifying and Assessing Risks in our Supply Chain). To determine the country of origin of 3TG in our products, we utilized the RMI RMAP’s Reasonable Country of Origin Inquiry Data (the “RMI RCOI Data”). The RMI RCOI Data provides country of origin information for the raw materials used by smelters or refiners that are reported by the RMAP as being conformant with their assessment standards (i.e., demonstrated with reasonable confidence that the smelter or refiner’s due diligence processes are aligned with the expectations in the OECD). Available RMI RCOI Data provides traceability upstream to countries of origin at an aggregate level. Since the most detailed information is shown as groupings of countries, we are unable to determine with certainty the specific countries from which the 3TG in our products may be sourced.
6
Results of Efforts to Determine Country of Origin
Through our RCOI effort, AMD identified 20 of 229 smelters and refiners are known to source from the Covered Countries, all of which are conformant to third-party audit standards. In addition, 29 smelters and refiners source 100% recycled and scrap materials, all of which are conformant to third-party audit standards.
Table 2: Smelters and refiners sourcing recycled and scrap materials.
| Gold | 16 | ||||
| Tantalum | 3 | ||||
| Tin | 9 | ||||
| Tungsten | 3 | ||||
Table 3: Reasonable Country of Origin Inquiry List
Countries from which minerals in AMD products may have originated is based on sourcing information disclosed during third-party auditing processes and RMI’s Reasonable Country of Origin Inquiry report dated January 27, 2023, are believed to be the following as well as recycled and scrap sources:
7
| Algeria | Dominican Republic | Latvia | Saint Kitts and Nevis | ||||||||
| Andorra | Ecuador | Lebanon | Saudi Arabia | ||||||||
| Angola | Egypt | Liberia | Senegal | ||||||||
| Antigua and Barbuda | El Salvador | Liechtenstein | Serbia | ||||||||
| Argentina | Eritrea | Lithuania | Sierra Leone | ||||||||
| Australia | Estonia | Luxembourg | Singapore | ||||||||
| Austria | Ethiopia | Macau | Sint Maarten | ||||||||
| Azerbaijan | Fiji | Malaysia | Slovakia | ||||||||
| Bahamas | Finland | Mali | Slovenia | ||||||||
| Bahrain | France | Malta | South Africa | ||||||||
| Bangladesh | French Guiana | Mauritania | Spain | ||||||||
| Barbados | Georgia | Mauritius | Saint Vincent and the Grenadines | ||||||||
| Belarus | Germany | Mexico | Sudan | ||||||||
| Belgium | Ghana | Monaco | Suriname | ||||||||
| Benin | Greece | Mongolia | Eswatini | ||||||||
| Bolivia | Grenada | Morocco | Sweden | ||||||||
| Bosnia and Herzegovina | Guatemala | Mozambique | Switzerland | ||||||||
| Botswana | Guinea | Myanmar | Tajikistan | ||||||||
| Brazil | Guyana | Namibia | Tanzania | ||||||||
| Bulgaria | Honduras | Netherlands | Thailand | ||||||||
| Burkina Faso | Hong Kong | New Zealand | Togo | ||||||||
| Burundi | Hungary | Nicaragua | Trinidad and Tobago | ||||||||
| Cambodia | Iceland | Niger | Tunisia | ||||||||
| Canada | India | Nigeria | Turkey | ||||||||
| Cayman Islands | Indonesia | Norway | Turks and Caicos Islands | ||||||||
| Chile | Ireland | Oman | Uganda | ||||||||
| China | Israel | Pakistan | Ukraine | ||||||||
| Taiwan | Italy | Panama | United Arab Emirates | ||||||||
| Colombia | Jamaica | Papua New Guinea | United Kingdom | ||||||||
| Democratic Republic of the Congo | Japan | Peru | United States | ||||||||
| Costa Rica | Jordan | Philippines | Uruguay | ||||||||
| Ivory Coast | Kazakhstan | Poland | Uzbekistan | ||||||||
| Croatia | Kenya | Portugal | Venezuela | ||||||||
| Curaçao | South Korea | Puerto Rico | Vietnam | ||||||||
| Cyprus | Kyrgyzstan | Romania | Yemen | ||||||||
| Czech Republic | Kuwait | Russia* | Zimbabwe | ||||||||
| Denmark | Laos | Rwanda | |||||||||
*Sourcing ceased during the 2022 reporting year in accordance with United States law.
8
Table 4: AMD Smelter and Refiner List
Table 4 lists the facilities which, to the extent known, process the necessary minerals in our products based on the responses from the CMRT. Some Manufacturing Suppliers completed the CMRT at the company level for only those products that they provide to AMD. Due to this, our list of smelters or refiners may contain more facilities than those that actually processed the 3TG contained in our products. This list only includes smelters and refiners that have been verified by RMI as eligible operating facilities as of January 27, 2023.
| Metal | Smelter Name | Country | ||||||
| Gold | Bangalore Refinery | INDIA | ||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | ||||||
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | ||||||
| Gold | Yamakin Co., Ltd. | JAPAN | ||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | ||||||
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | ||||||
| Gold | SAAMP | FRANCE | ||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | ||||||
| Gold | Torecom | KOREA, REPUBLIC OF | ||||||
| Gold | Samduck Precious Metals** | KOREA, REPUBLIC OF | ||||||
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | ||||||
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | ||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | ||||||
| Gold | Materion | UNITED STATES OF AMERICA | ||||||
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | ||||||
| Gold | NH Recytech Company | KOREA, REPUBLIC OF | ||||||
| Gold | Yokohama Metal Co., Ltd. | JAPAN | ||||||
| Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | ||||||
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | ||||||
| Gold | Asaka Riken Co., Ltd. | JAPAN | ||||||
| Gold | Dowa | JAPAN | ||||||
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | ||||||
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF | ||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | ||||||
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | ||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | ||||||
| Gold | Chimet S.p.A. | ITALY | ||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | ||||||
| Gold | Valcambi S.A. | SWITZERLAND | ||||||
9
| Gold | Cendres + Metaux S.A.** | SWITZERLAND | ||||||
| Gold | Asahi Refining Canada Ltd. | CANADA | ||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | ||||||
| Gold | L'Orfebre S.A. | ANDORRA | ||||||
| Gold | T.C.A S.p.A | ITALY | ||||||
| Gold | Heimerle + Meule GmbH | GERMANY | ||||||
| Gold | Umicore Precious Metals Thailand** | THAILAND | ||||||
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | ||||||
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | ||||||
| Gold | Aurubis AG | GERMANY | ||||||
| Gold | Heraeus Germany GmbH Co. KG | GERMANY | ||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | ||||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | ||||||
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA | ||||||
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | ||||||
| Gold | Agosi AG | GERMANY | ||||||
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | ||||||
| Gold | Istanbul Gold Refinery | TURKEY | ||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | ||||||
| Gold | PX Precinox S.A. | SWITZERLAND | ||||||
| Gold | Shandong Gold Smelting Co., Ltd. | CHINA | ||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | ||||||
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | ||||||
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | ||||||
| Gold | Metalor Technologies S.A. | SWITZERLAND | ||||||
| Gold | Chugai Mining | JAPAN | ||||||
| Gold | Mitsubishi Materials Corporation | JAPAN | ||||||
| Gold | Argor-Heraeus S.A. | SWITZERLAND | ||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | ||||||
| Gold | REMONDIS PMR B.V. | NETHERLANDS | ||||||
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA | ||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | ||||||
| Gold | Singway Technology Co., Ltd.** | TAIWAN | ||||||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN | ||||||
| Gold | Nihon Material Co., Ltd. | JAPAN | ||||||
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | ||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | ||||||
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | ||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | ||||||
| Gold | Japan Mint | JAPAN | ||||||
| Gold | Royal Canadian Mint | CANADA | ||||||
10
| Gold | C. Hafner GmbH + Co. KG | GERMANY | ||||||
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | ||||||
| Gold | MKS PAMP SA | SWITZERLAND | ||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | ||||||
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | ||||||
| Gold | Safimet S.p.A** | ITALY | ||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | ||||||
| Gold | Asahi Pretec Corp. | JAPAN | ||||||
| Gold | WIELAND Edelmetalle GmbH | GERMANY | ||||||
| Gold | Planta Recuperadora de Metales SpA | CHILE | ||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | ||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | ||||||
| Gold | Boliden AB | SWEDEN | ||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | ||||||
| Gold | Italpreziosi | ITALY | ||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | ||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | ||||||
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | ||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND | ||||||
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | ||||||
| Gold | Kazzinc | KAZAKHSTAN | ||||||
| Gold | 8853 S.p.A.** | ITALY | ||||||
| Gold | SAFINA A.S. | CZECHIA | ||||||
| Gold | Jiangxi Copper Co., Ltd. | CHINA | ||||||
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | ||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | ||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | ||||||
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | ||||||
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | ||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | ||||||
| Tantalum | QuantumClean | UNITED STATES OF AMERICA | ||||||
| Tantalum | Materion Newton Inc. | UNITED STATES OF AMERICA | ||||||
| Tantalum | TANIOBIS Co., Ltd. | THAILAND | ||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | ||||||
| Tantalum | Global Advanced Metals Aizu | JAPAN | ||||||
| Tantalum | KEMET de Mexico | MEXICO | ||||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | ||||||
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA | ||||||
11
| Tantalum | FIR Metals & Resource Ltd. | CHINA | ||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||||||
| Tantalum | NPM Silmet AS | ESTONIA | ||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | ||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | ||||||
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA | ||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | ||||||
| Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN | ||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | ||||||
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | ||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | ||||||
| Tantalum | TANIOBIS GmbH | GERMANY | ||||||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | GERMANY | ||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | ||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | ||||||
| Tantalum | QSIL Metals Hermsdorf GmbH | GERMANY | ||||||
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL | ||||||
| Tantalum | AMG Brasil | BRAZIL | ||||||
| Tantalum | Taki Chemical Co., Ltd. | JAPAN | ||||||
| Tantalum | Telex Metals | UNITED STATES OF AMERICA | ||||||
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | ||||||
| Tantalum | Mineracao Taboca S.A. | BRAZIL | ||||||
| Tantalum | F&X Electro-Materials Ltd. | CHINA | ||||||
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | ||||||
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | ||||||
| Tin | Alpha | UNITED STATES OF AMERICA | ||||||
| Tin | Dowa | JAPAN | ||||||
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | ||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | ||||||
| Tin | Aurubis Berango | SPAIN | ||||||
| Tin | CRM Synergies | SPAIN | ||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | ||||||
| Tin | PT Rajawali Rimba Perkasa | INDONESIA | ||||||
| Tin | PT Menara Cipta Mulia | INDONESIA | ||||||
| Tin | Mineracao Taboca S.A. | BRAZIL | ||||||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL | ||||||
| Tin | PT Timah Tbk Kundur | INDONESIA | ||||||
| Tin | China Tin Group Co., Ltd. | CHINA | ||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | ||||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd.** | CHINA | ||||||
12
| Tin | PT Bukit Timah | INDONESIA | ||||||
| Tin | PT Timah Nusantara** | INDONESIA | ||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | ||||||
| Tin | CV Ayi Jaya | INDONESIA | ||||||
| Tin | PT Tinindo Inter Nusa** | INDONESIA | ||||||
| Tin | PT Cipta Persada Mulia | INDONESIA | ||||||
| Tin | PT Tommy Utama | INDONESIA | ||||||
| Tin | PT Aries Kencana Sejahtera | INDONESIA | ||||||
| Tin | PT Refined Bangka Tin | INDONESIA | ||||||
| Tin | PT Mitra Sukses Globalindo | INDONESIA | ||||||
| Tin | PT Prima Timah Utama | INDONESIA | ||||||
| Tin | PT Sukses Inti Makmur | INDONESIA | ||||||
| Tin | PT Babel Inti Perkasa | INDONESIA | ||||||
| Tin | PT Artha Cipta Langgeng | INDONESIA | ||||||
| Tin | CV Venus Inti Perkasa | INDONESIA | ||||||
| Tin | PT Bangka Serumpun | INDONESIA | ||||||
| Tin | PT Babel Surya Alam Lestari | INDONESIA | ||||||
| Tin | Luna Smelter, Ltd. | RWANDA | ||||||
| Tin | PT Putera Sarana Shakti (PT PSS) | INDONESIA | ||||||
| Tin | PT Sariwiguna Binasentosa | INDONESIA | ||||||
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | ||||||
| Tin | PT Stanindo Inti Perkasa | INDONESIA | ||||||
| Tin | PT Mitra Stania Prima | INDONESIA | ||||||
| Tin | Mitsubishi Materials Corporation | JAPAN | ||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA | ||||||
| Tin | Aurubis Beerse | BELGIUM | ||||||
| Tin | Rui Da Hung | TAIWAN | ||||||
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA | ||||||
| Tin | Minsur | PERU | ||||||
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | ||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | ||||||
| Tin | PT Timah Tbk Mentok | INDONESIA | ||||||
| Tin | EM Vinto | BOLIVIA | ||||||
| Tin | Resind Industria e Comercio Ltda. | BRAZIL | ||||||
| Tin | Estanho de Rondonia S.A. | BRAZIL | ||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL | ||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | ||||||
| Tin | Thaisarco | THAILAND | ||||||
| Tin | Fenix Metals | POLAND | ||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | ||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | ||||||
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA | ||||||
13
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | ||||||
| Tungsten | A.L.M.T. Corp. | JAPAN | ||||||
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | ||||||
| Tungsten | Moliren Ltd.* | RUSSIAN FEDERATION | ||||||
| Tungsten | Hubei Green Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | ||||||
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA | ||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | ||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | ||||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | ||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||||||
| Tungsten | Masan High-Tech Materials | VIET NAM | ||||||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | ||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN | ||||||
| Tungsten | Hunan Jintai New Material Co., Ltd.** | CHINA | ||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | ||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | ||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | ||||||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY | ||||||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY | ||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | ||||||
| Tungsten | Cronimet Brasil Ltda | BRAZIL | ||||||
| Tungsten | ACL Metais Eireli** | BRAZIL | ||||||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA | ||||||
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CHINA | ||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | ||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | ||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | ||||||
14
* The smelter or refiner held an RMAP conformant smelter status during the 2022 reporting year but has since been removed from the AMD supply chain.
** The RMAP conformant status of the smelter or refiner changed following the 2022 reporting period and is in the process of being removed from the AMD supply chain.
15